| Stock Code | Stock Name | Eligible for Margin Trading | Margin % | Counter Limit (HKD) |
| 000001 | PING AN BANK | Yes | 60% | 20M |
| 000008 | CHINA HIGH-SPEED RAILWAY TECHNOLOGY | Yes | 0% | 0 |
| 000009 | CHINA BAOAN GROUP | Yes | 0% | 0 |
| 000012 | CSG HOLDING | Yes | 50% | 5M |
| 000016 | KONKA GROUP | Yes | 0% | 0 |
| 000019 | SHENZHEN CEREALS HOLDINGS | No | 0% (Cash Upfront) | 0 |
| 000021 | SHENZHEN KAIFA TECHNOLOGY | Yes | 0% | 0 |
| 000027 | SHENZHEN ENERGY GROUP | Yes | 60% | 20M |
| 000028 | CHINA NATIONAL ACCORD MEDICINES CORP | Yes | 60% | 20M |
| 000030 | FAWER AUTOMOTIVE PARTS | Yes | 0% | 0 |
| 000031 | GRANDJOY HOLDINGS GROUP | Yes | 0% | 0 |
| 000032 | SHENZHEN SED INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 000034 | DIGITAL CHINA GROUP | Yes | 0% | 0 |
| 000035 | CHINA TIANYING INC | Yes | 60% | 20M |
| 000046 | OCEANWIDE HOLDINGS | Yes | 0% | 0 |
| 000048 | SHENZHEN KINGKEY SMART AGRICULTURE TIME | No | 0% (Cash Upfront) | 0 |
| 000049 | SHENZHEN DESAY BATTERY TECHNOLOGY | Yes | 0% | 0 |
| 000050 | TIANMA MICROELECTRONICS | Yes | 60% | 20M |
| 000059 | NORTH HUAJIN CHEMICAL INDUSTRIES | Yes | 0% | 0 |
| 000060 | SHENZHEN ZHONGJIN LINGNAN NONFEMET | Yes | 60% | 20M |
| 000061 | SHENZHEN AGRICULTURAL PRODUCTS GROUP | Yes | 0% | 0 |
| 000062 | SHENZHEN HUAQIANG INDUSTRY | Yes | 0% | 0 |
| 000066 | CHINA GREATWALL TECHNOLOGY GROUP | Yes | 0% | 0 |
| 000069 | SHENZHEN OVERSEAS CHINESE TOWN | Yes | 60% | 20M |
| 000078 | SHENZHEN NEPTUNUS BIOENGINEERING | Yes | 0% | 0 |
| 000088 | SHENZHEN YAN TIAN PORT HOLDINGS | Yes | 0% | 0 |
| 000089 | SHENZHEN AIRPORT | Yes | 50% | 5M |
| 000090 | SHENZHEN TAGEN GROUP | Yes | 50% | 5M |
| 000100 | TCL TECHNOLOGY GROUP CORPORATION | Yes | 60% | 20M |
| 000155 | SICHUAN NEW ENERGY POWER | Yes | 0% | 0 |
| 000156 | WASU MEDIA HOLDING | Yes | 50% | 5M |
| 000158 | SHIJIAZHUANG CHANGSHAN BEIMING TECH | Yes | 0% | 0 |
| 000301 | JIANGSU EASTERN SHENGHONG | Yes | 60% | 20M |
| 000333 | MIDEA GROUP | Yes | 70% | 30M |
| 000400 | XJ ELECTRIC | Yes | 50% | 5M |
| 000401 | TANGSHAN JIDONG CEMENT | Yes | 60% | 20M |
| 000402 | FINANCIAL STREET HOLDINGS | Yes | 0% | 0 |
| 000403 | PACIFIC SHUANGLIN BIO-PHARMACY | Yes | 0% | 0 |
| 000408 | ZANGGE MINING | Yes | 0% | 0 |
| 000415 | BOHAI LEASING | Yes | 0% | 0 |
| 000420 | JILIN CHEMICAL FIBRE | No | 0% (Cash Upfront) | 0 |
| 000422 | HUBEI YIHUA CHEMICAL INDUSTRY | Yes | 0% | 0 |
| 000423 | DONG-E-E-JIAO | Yes | 0% | 0 |
| 000425 | XCMG CONSTRUCTION MACHINERY | Yes | 60% | 20M |
| 000426 | INNER MONGOLIA XINGYE MINING | Yes | 0% | 0 |
| 000429 | GUANGDONG PROVINCIAL EXPRESSWAY DEV | No | 0% (Cash Upfront) | 0 |
| 000498 | SHANDONG HI-SPEED ROAD&BRIDGE GROUP | No | 0% (Cash Upfront) | 0 |
| 000501 | WUSHANG GROUP | Yes | 50% | 2M |
| 000519 | NORTH INDUSTRIES GROUP RED ARROW | Yes | 0% | 0 |
| 000528 | GUANGXI LIUGONG MACHINERY | Yes | 60% | 20M |
| 000536 | CPT TECHNOLOGY (GROUP) | No | 0% (Cash Upfront) | 0 |
| 000537 | TIANJIN GUANGYU DEVELOPMENT | Yes | 0% | 0 |
| 000538 | YUNNAN BAIYAO GROUP | Yes | 0% | 0 |
| 000539 | GUANGDONG ELECTRIC POWER DEVELOPMENT | Yes | 0% | 0 |
| 000540 | ZHONGTIAN FINANCIAL GROUP | Yes | 0% | 0 |
| 000543 | AN HUI WENERGY | Yes | 50% | 2M |
| 000546 | JINYUAN EP | No | 0% (Cash Upfront) | 0 |
| 000547 | ADDSINO | Yes | 0% | 0 |
| 000550 | JIANGLING MOTORS | Yes | 50% | 5M |
| 000553 | ADAMA | No | 0% (Cash Upfront) | 0 |
| 000555 | DIGITAL CHINA INFORMATION SERVICE | Yes | 0% | 0 |
| 000559 | WANXIANG QIANCHAO | Yes | 0% | 0 |
| 000560 | 5I5J HOLDING GROUP | Yes | 0% | 0 |
| 000563 | SHAANXI INTERNATIONAL TRUST | Yes | 60% | 20M |
| 000567 | HAINAN HAIDE CAPITAL MANAGEMENT | No | 0% (Cash Upfront) | 0 |
| 000568 | LUZHOU LAOJIAO | Yes | 60% | 20M |
| 000572 | HAIMA AUTOMOBILE | No | 0% (Cash Upfront) | 0 |
| 000581 | WEIFU HIGH-TECHNOLOGY GROUP | Yes | 60% | 20M |
| 000582 | BEIBU GULF PORT | No | 0% (Cash Upfront) | 0 |
| 000591 | CECEP SOLAR ENERGY | Yes | 60% | 20M |
| 000596 | ANHUI GUJING DISTILLERY | Yes | 0% | 0 |
| 000598 | CHENGDU XINGRONG ENVIRONMENT | Yes | 60% | 20M |
| 000600 | JOINTO ENERGY INVESTMENT HEBEI | Yes | 50% | 5M |
| 000603 | SHENGDA RESOURCES | Yes | 0% | 0 |
| 000612 | JIAOZUO WANFANG ALUMINUM MANUFACTURING | Yes | 0% | 0 |
| 000617 | CNPC CAPITAL | Yes | 0% | 0 |
| 000623 | JILIN AODONG PHARMACEUTICAL GROUP | Yes | 60% | 20M |
| 000625 | CHONGQING CHANGAN AUTOMOBILE | Yes | 50% | 5M |
| 000626 | GRAND INDUSTRIAL HOLDING | No | 0% (Cash Upfront) | 0 |
| 000627 | HUBEI BIOCAUSE PHARMACEUTICAL | Yes | 50% | 5M |
| 000629 | PANGANG GP VANADIUM TITANIUM&RESOURCES | Yes | 0% | 0 |
| 000630 | TONGLING NONFERROUS METALS GROUP | Yes | 60% | 20M |
| 000636 | GUANGDONG FENGHUA ADVANCED TECHNOLOGY | Yes | 0% | 0 |
| 000650 | RENHE PHARMACY | Yes | 50% | 5M |
| 000651 | GREE ELECTRIC APPLIANCES INC OF ZHUHAI | Yes | 70% | 30M |
| 000652 | TIANJIN TEDA | Yes | 0% | 0 |
| 000656 | JINKE PROPERTY GROUP | Yes | 0% | 0 |
| 000657 | CHINA TUNGSTEN AND HIGHTECH MATERALS | No | 0% (Cash Upfront) | 0 |
| 000661 | CHANGCHUN HIGH AND NEW TECHNOLOGY IND | Yes | 0% | 0 |
| 000671 | YANGO GROUP | Yes | 0% | 0 |
| 000672 | GANSU SHANGFENG CEMENT | Yes | 0% | 0 |
| 000676 | GENIMOUS TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 000680 | SHANTUI CONSTRUCTION MACHINERY | Yes | 0% | 0 |
| 000681 | VISUAL CHINA GROUP | Yes | 0% | 0 |
| 000682 | DONGFANG ELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 000683 | INNER MONGOLIA YUAN XING ENERGY | Yes | 0% | 0 |
| 000685 | ZHONGSHAN PUBLIC UTILITIES GROUP | Yes | 60% | 20M |
| 000686 | NORTHEAST SECURITIES | Yes | 50% | 5M |
| 000688 | GUOCHENG MINING | No | 0% (Cash Upfront) | 0 |
| 000690 | GUANGDONG BAOLIHUA NEW ENERGY STOCK | Yes | 60% | 20M |
| 000703 | HENGYI PETROCHEMICAL | Yes | 50% | 5M |
| 000708 | CITIC PACIFIC SPECIAL STEEL GROUP | Yes | 60% | 20M |
| 000709 | HBIS | Yes | 50% | 5M |
| 000710 | BERRY GENOMICS | No | 0% (Cash Upfront) | 0 |
| 000712 | GUANGDONG GOLDEN DRAGON DEVELOPMENT INC | Yes | 0% | 0 |
| 000717 | SGIS SONGSHAN | Yes | 50% | 5M |
| 000718 | SUNING UNIVERSAL | Yes | 0% | 0 |
| 000723 | SHANXI MEIJIN ENERGY | Yes | 0% | 0 |
| 000725 | BOE TECHNOLOGY GROUP | Yes | 70% | 30M |
| 000727 | TPV TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 000728 | GUOYUAN SECURITIES | Yes | 60% | 20M |
| 000729 | BEIJING YANJING BREWERY | Yes | 0% | 0 |
| 000733 | CHINA ZHENHUA(GROUP) SCIENCE&TECHNOLOGY | Yes | 0% | 0 |
| 000735 | LUONIUSHAN | Yes | 0% | 0 |
| 000737 | NORTH COPPER (SHANXI) | No | 0% (Cash Upfront) | 0 |
| 000738 | AECC AERO-ENGINE CONTROL | Yes | 0% | 0 |
| 000739 | APELOA PHARMACEUTICAL | Yes | 0% | 0 |
| 000750 | SEALAND SECURITIES | Yes | 50% | 5M |
| 000758 | CHINA NONFERROUS METAL INDUSTRY | Yes | 0% | 0 |
| 000761 | BENGANG STEEL PLATES | Yes | 0% | 0 |
| 000762 | TIBET MINERAL DEVELOPMENT | Yes | 0% | 0 |
| 000767 | JINNENG HOLDING SHANXI ELECTRIC POWER | Yes | 0% | 0 |
| 000768 | AVIC XI'AN AIRCRAFT INDUSTRY GROUP | Yes | 50% | 5M |
| 000778 | XINXING DUCTILE IRON PIPES | Yes | 60% | 20M |
| 000783 | CHANGJIANG SECURITIES | Yes | 60% | 20M |
| 000785 | EASYHOME NEW RETAIL GROUP | No | 0% (Cash Upfront) | 0 |
| 000786 | BEIJING NEW BUILDING MATERIALS PUBLIC | Yes | 60% | 20M |
| 000789 | JIANGXI WANNIANQING CEMENT | Yes | 50% | 5M |
| 000791 | GEPIC ENERGY DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 000792 | QINGHAI SALT LAKE INDUSTRY | Yes | 0% | 0 |
| 000795 | INNUOVO TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 000799 | JIUGUI LIQUOR | Yes | 0% | 0 |
| 000800 | FAW JIEFANG GROUP | Yes | 60% | 20M |
| 000801 | SICHUAN JIUZHOU ELECTRONIC | Yes | 0% | 0 |
| 000807 | YUNNAN ALUMINIUM | Yes | 50% | 5M |
| 000810 | SKYWORTH DIGITAL | Yes | 50% | 5M |
| 000811 | MOON ENVIRONMENT TECHNOLOGY | Yes | 0% | 0 |
| 000818 | HANGJIN TECHNOLOGY | Yes | 0% | 0 |
| 000823 | GUANGDONG GOWORLD | Yes | 0% | 0 |
| 000825 | SHANXI TAIGANG STAINLESS STEEL | Yes | 60% | 20M |
| 000828 | DONGGUAN DEVELOPMENT | Yes | 0% | 0 |
| 000829 | TELLING TELECOMMUNICATION HOLDING | Yes | 0% | 0 |
| 000830 | LUXI CHEMICAL GROUP | Yes | 50% | 5M |
| 000831 | CHINA MINMETALS RARE EARTH | Yes | 0% | 0 |
| 000848 | CHENG DE LOLO | Yes | 0% | 0 |
| 000851 | GOHIGH NETWORKS | Yes | 0% | 0 |
| 000858 | WULIANGYE YIBIN | Yes | 70% | 30M |
| 000860 | BEIJING SHUNXIN AGRICULTURE | Yes | 0% | 0 |
| 000861 | GUANGDONG HIGHSUN GROUP | Yes | 0% | 0 |
| 000869 | YANTAI CHANGYU PIONEER WINE | Yes | 60% | 20M |
| 000875 | JILIN ELECTRIC POWER | Yes | 0% | 0 |
| 000876 | NEW HOPE LIUHE | Yes | 60% | 20M |
| 000877 | XINJIANG TIANSHAN CEMENT | Yes | 60% | 20M |
| 000878 | YUNNAN COPPER | Yes | 0% | 0 |
| 000881 | CGN NUCLEAR TECHNOLOGY DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 000883 | HUBEI ENERGY GROUP | Yes | 50% | 5M |
| 000885 | CITY DEVELOPMENT ENVIRONMENT | Yes | 0% | 0 |
| 000887 | ANHUI ZHONGDING SEALING PARTS | Yes | 0% | 0 |
| 000893 | ASIA-POTASH INTERNATIONAL INVESTMENT | Yes | 0% | 0 |
| 000895 | HENAN SHUANGHUI INVESTMENT AND DEV | Yes | 60% | 20M |
| 000901 | AEROSPACE HI-TECH HOLDING GROUP | Yes | 0% | 0 |
| 000902 | XINYANGFENG AGRICULTURAL TECHNOLOGY | Yes | 0% | 0 |
| 000903 | KUNMING YUNNEI POWER | Yes | 0% | 0 |
| 000910 | DARE POWER DEKOR HOME | Yes | 50% | 5M |
| 000912 | SICHUAN LUTIANHUA | Yes | 50% | 5M |
| 000913 | ZHEJIANG QIANJIANG MOTORCYCLE | No | 0% (Cash Upfront) | 0 |
| 000915 | SHANDONG WIT DYNE HEALTH | Yes | 0% | 0 |
| 000917 | HUNAN TV AND BROADCAST INTERMEDIARY | Yes | 0% | 0 |
| 000923 | HBIS RESOURCES | No | 0% (Cash Upfront) | 0 |
| 000927 | CHINA RAILWAY MATERIALS | No | 0% (Cash Upfront) | 0 |
| 000928 | SINOSTEEL ENGINEERING AND TECHNOLOGY | Yes | 0% | 0 |
| 000930 | COFCO BIOTECHNOLOGY | Yes | 60% | 20M |
| 000932 | HUNAN VALIN STEEL | Yes | 60% | 20M |
| 000933 | HENAN SHENHUO COAL & POWER | Yes | 0% | 0 |
| 000935 | SICHUAN HEXIE SHUANGMA | Yes | 50% | 5M |
| 000937 | JIZHONG ENERGY RESOURCES | Yes | 60% | 20M |
| 000938 | UNISPLENDOUR CORP | Yes | 60% | 20M |
| 000949 | XINXIANG CHEMICAL FIBER | No | 0% (Cash Upfront) | 0 |
| 000950 | C.Q. PHARMACEUTICAL HOLDING | No | 0% (Cash Upfront) | 0 |
| 000951 | SINOTRUK JINAN TRUCK | Yes | 0% | 0 |
| 000958 | SPIC INDUSTRY-FINANCE HOLDINGS | Yes | 50% | 5M |
| 000959 | BEIJING SHOUGANG | Yes | 50% | 5M |
| 000960 | YUNNAN TIN | Yes | 60% | 20M |
| 000961 | JIANGSU ZHONGNAN CONSTRUCTION GROUP | Yes | 0% | 0 |
| 000963 | HUADONG MEDICINE | Yes | 60% | 20M |
| 000966 | CHN ENERGY CHANGYUAN ELECTRIC POWER | Yes | 0% | 0 |
| 000967 | INFORE ENVIRONMENT TECHNOLOGY GROUP | Yes | 60% | 20M |
| 000968 | SHANXI BLUE FLAME HOLDING | Yes | 50% | 5M |
| 000969 | ADVANCED TECHNOLOGY AND MATERIALS | Yes | 0% | 0 |
| 000970 | BEIJING ZHONG KE SAN HUAN HIGH-TECH | Yes | 0% | 0 |
| 000975 | YINTAI GOLD | Yes | 0% | 0 |
| 000976 | GUANGDONG HUATIE TONGDA HS RAILWAY EQPT | Yes | 0% | 0 |
| 000977 | INSPUR ELECTRONIC INFORMATION IND | Yes | 50% | 5M |
| 000982 | NINGXIA ZHONGYIN CASHMERE | No | 0% (Cash Upfront) | 0 |
| 000983 | SHANXI COKING COAL ENERGY GROUP | Yes | 60% | 20M |
| 000987 | GUANGZHOU YUEXIU FINANCIAL HOLDINGS | Yes | 60% | 20M |
| 000988 | HUAGONG TECH | Yes | 0% | 0 |
| 000989 | JIUZHITANG | Yes | 0% | 0 |
| 000990 | CHENGZHI | Yes | 50% | 5M |
| 000997 | NEWLAND DIGITAL TECHNOLOGY | Yes | 0% | 0 |
| 000998 | YUAN LONGPING HIGH-TECH AGRICULTURE | Yes | 0% | 0 |
| 000999 | CHINA RES SANJIU MEDICAL AND PHARMA | Yes | 60% | 20M |
| 001203 | INNER MONGOLIA DAZHONG MINING | No | 0% (Cash Upfront) | 0 |
| 001213 | CHINA RAILWAY SPECIAL CARGO LOGISTICS | No | 0% (Cash Upfront) | 0 |
| 001696 | CHONGQING ZONGSHEN POWER MACHINERY | Yes | 50% | 5M |
| 001872 | CHINA MERCHANTS PORT GROUP | Yes | 50% | 5M |
| 001896 | HENAN YUNENG HOLDINGS | Yes | 0% | 0 |
| 001914 | CHINA MERCHANTS PPTY OPERATION&SERVICE | Yes | 0% | 0 |
| 001965 | CHINA MERCHANTS EXPRESSWAY NETWORK&TECH | No | 0% (Cash Upfront) | 0 |
| 001979 | CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE | Yes | 50% | 5M |
| 002001 | ZHEJIANG NHU | Yes | 60% | 20M |
| 002002 | HONGDA XINGYE | Yes | 50% | 5M |
| 002003 | ZHEJIANG WEIXING INDUSTRIAL DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 002004 | HUAPONT LIFE SCIENCES | Yes | 50% | 5M |
| 002007 | HUALAN BIOLOGICAL ENGINEERING INC | Yes | 0% | 0 |
| 002008 | HAN'S LASER TECHNOLOGY INDUSTRY GROUP | Yes | 0% | 0 |
| 002010 | TRANSFAR ZHILIAN | Yes | 60% | 20M |
| 002013 | AVIC ELECTROMECHANICAL SYSTEMS | Yes | 50% | 5M |
| 002015 | GCL ENERGY TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002017 | EASTCOMPEACE TECHNOLOGY | Yes | 0% | 0 |
| 002019 | YIFAN PHARMACEUTICAL | Yes | 0% | 0 |
| 002020 | ZHEJIANG JINGXIN PHARMACEUTICAL | Yes | 50% | 5M |
| 002023 | SICHUAN HAITE HIGH-TECH | Yes | 0% | 0 |
| 002025 | GUIZHOU SPACE APPLIANCE | Yes | 0% | 0 |
| 002027 | FOCUS MEDIA INFORMATION TECHNOLOGY | Yes | 50% | 5M |
| 002028 | SIEYUAN ELECTRIC | Yes | 0% | 0 |
| 002030 | DAAN GENE | Yes | 0% | 0 |
| 002032 | ZHEJIANG SUPOR | Yes | 0% | 0 |
| 002034 | WANGNENG ENVIRONMENT | No | 0% (Cash Upfront) | 0 |
| 002036 | LIANCHUANG ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 002038 | BEIJING SL PHARMACEUTICAL | Yes | 0% | 0 |
| 002041 | SHANDONG DENGHAI SEEDS | Yes | 0% | 0 |
| 002042 | HUAFU FASHION | Yes | 0% | 0 |
| 002043 | DEHUA TB NEW DECORATION MATERIAL | No | 0% (Cash Upfront) | 0 |
| 002044 | MEINIAN ONEHEALTH HEALTHCARE HOLDINGS | Yes | 0% | 0 |
| 002048 | NINGBO HUAXIANG ELECTRONIC | Yes | 60% | 20M |
| 002049 | UNIGROUP GUOXIN MICROELECTRONICS | Yes | 0% | 0 |
| 002050 | ZHEJIANG SANHUA INTELLIGENT CONTROLS | Yes | 0% | 0 |
| 002051 | CHINA CAMC ENGINEERING | Yes | 50% | 5M |
| 002055 | SHENZHEN DEREN ELECTRONIC | Yes | 0% | 0 |
| 002056 | HENGDIAN GROUP DMEGC MAGNETICS | Yes | 0% | 0 |
| 002057 | SINOSTEEL NEW MATERIALS | No | 0% (Cash Upfront) | 0 |
| 002061 | ZHEJIANG COMMUNICATIONS TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002063 | YGSOFT INC | Yes | 0% | 0 |
| 002064 | HUAFON CHEMICAL | Yes | 0% | 0 |
| 002065 | DHC SOFTWARE | Yes | 0% | 0 |
| 002074 | GOTION HIGH-TECH | Yes | 0% | 0 |
| 002075 | JIANGSU SHAGANG | Yes | 0% | 0 |
| 002078 | SHANDONG SUN PAPER | Yes | 60% | 20M |
| 002079 | SUZHOU GOOD-ARK ELECTRONICS | Yes | 0% | 0 |
| 002080 | SINOMA SCIENCE AND TECHNOLOGY | Yes | 50% | 5M |
| 002081 | SUZHOU GOLD MANTIS CONSTRUCTION DECO | Yes | 60% | 20M |
| 002082 | WANBANGDE PHARMACEUTICAL HOLDING GROUP | No | 0% (Cash Upfront) | 0 |
| 002085 | ZHEJIANG WANFENG AUTO WHEEL | Yes | 50% | 5M |
| 002088 | LUYANG ENERGY-SAVING MATERIALS | No | 0% (Cash Upfront) | 0 |
| 002091 | JIANGSU GUOTAI INTL GROUP | Yes | 50% | 5M |
| 002092 | XINJIANG ZHONGTAI CHEMICAL | Yes | 0% | 0 |
| 002093 | GUOMAI TECHNOLOGIES INC | Yes | 0% | 0 |
| 002097 | SUNWARD INTELLIGENT EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 002099 | ZHEJIANG HISOAR PHARMACEUTICAL | Yes | 50% | 5M |
| 002100 | TECON BIOLOGY | Yes | 0% | 0 |
| 002106 | SHENZHEN LAIBAO HI-TECH | Yes | 50% | 5M |
| 002108 | CANGZHOU MINGZHU PLASTIC | Yes | 0% | 0 |
| 002110 | SANSTEEL MINGUANG FUJIAN | Yes | 60% | 20M |
| 002120 | YUNDA HOLDING | Yes | 60% | 20M |
| 002123 | MONTNETS CLOUD TECHNOLOGY GROUP | Yes | 0% | 0 |
| 002124 | TECH-BANK FOOD | Yes | 0% | 0 |
| 002126 | ZHEJIANG YINLUN MACHINERY | No | 0% (Cash Upfront) | 0 |
| 002127 | NANJI E-COMMERCE | Yes | 0% | 0 |
| 002128 | INNER MONGOLIA DIAN TOU ENERGY CORP | Yes | 60% | 20M |
| 002129 | TCL ZHONGHUAN RENEWABLE ENERGY TECH | Yes | 50% | 5M |
| 002130 | SHENZHEN WOER HEAT-SHRINKABLE MATERIAL | Yes | 0% | 0 |
| 002131 | LEO GROUP | Yes | 0% | 0 |
| 002135 | ZHEJIANG SOUTHEAST SPACE FRAME | No | 0% (Cash Upfront) | 0 |
| 002138 | SHENZHEN SUNLORD ELECTRONICS | Yes | 0% | 0 |
| 002139 | SHENZHEN TOPBAND | No | 0% (Cash Upfront) | 0 |
| 002142 | BANK OF NINGBO | Yes | 60% | 20M |
| 002145 | CNNC HUA YUAN TITANIUM DIOXIDE | Yes | 0% | 0 |
| 002146 | RISESUN REAL ESTATE DEVELOPMENT | Yes | 0% | 0 |
| 002151 | BEIJING BDSTAR NAVIGATION | Yes | 0% | 0 |
| 002152 | GRG BANKING EQUIPMENT | Yes | 0% | 0 |
| 002153 | BEIJING SHIJI INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 002155 | HUNAN GOLD CORPORATION | Yes | 0% | 0 |
| 002156 | TONGFU MICROELECTRONICS | Yes | 0% | 0 |
| 002157 | JIANGXI ZHENGBANG TECHNOLOGY | Yes | 60% | 20M |
| 002158 | SHANGHAI HANBELL PRECISE MACHINERY | Yes | 0% | 0 |
| 002163 | HAINAN DEVELOPMENT HOLDINGS NANHAI | No | 0% (Cash Upfront) | 0 |
| 002169 | GUANGZHOU ZHIGUANG ELECTRIC | Yes | 0% | 0 |
| 002171 | ANHUI TRUCHUM ADV MATERIALS AND TECH | Yes | 0% | 0 |
| 002174 | YOUZU INTERACTIVE | Yes | 0% | 0 |
| 002176 | JIANGXI SPECIAL ELECTRIC MOTOR | Yes | 0% | 0 |
| 002179 | AVIC JONHON OPTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 002180 | NINESTAR CORPORATION | Yes | 0% | 0 |
| 002182 | NANJING YUNHAI SPECIAL METALS | Yes | 0% | 0 |
| 002183 | ETERNAL ASIA SUPPLY CHAIN MANAGEMENT | Yes | 0% | 0 |
| 002185 | TIANSHUI HUATIAN TECHNOLOGY | Yes | 0% | 0 |
| 002190 | SICHUAN CHENGFEI INTEGRATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002191 | SHENZHEN JINJIA GROUP | Yes | 50% | 5M |
| 002192 | YOUNGY | Yes | 0% | 0 |
| 002194 | WUHAN FINGU ELECTRONIC TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002195 | SHANGHAI 2345 NETWORK HOLDING GROUP | Yes | 50% | 5M |
| 002201 | JIANGSU AMER NEW MATERIAL | No | 0% (Cash Upfront) | 0 |
| 002203 | ZHEJIANG HAILIANG | Yes | 60% | 20M |
| 002204 | DALIAN HUARUI HEAVY INDUSTRY GROUP | Yes | 0% | 0 |
| 002206 | ZHEJIANG HAILIDE NEW MATERIAL | No | 0% (Cash Upfront) | 0 |
| 002208 | HEFEI URBAN CONSTRUCTION DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 002212 | TOPSEC TECHNOLOGIES GROUP | Yes | 0% | 0 |
| 002214 | ZHEJIANG DALI TECHNOLOGY | Yes | 0% | 0 |
| 002216 | SANQUAN FOOD | No | 0% (Cash Upfront) | 0 |
| 002217 | HOLITECH TECHNOLOGY | Yes | 60% | 20M |
| 002221 | ORIENTAL ENERGY | Yes | 0% | 0 |
| 002222 | CASTECH INC | Yes | 0% | 0 |
| 002223 | JIANGSU YUYUE MEDICAL EQPT AND SUPPLY | Yes | 0% | 0 |
| 002226 | ANHUI JIANGNAN CHEMICAL INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 002230 | IFLYTEK | Yes | 0% | 0 |
| 002233 | GUANGDONG TAPAI GROUP | Yes | 60% | 20M |
| 002236 | ZHEJIANG DAHUA TECHNOLOGY | Yes | 60% | 20M |
| 002237 | SHANDONG HUMON SMELTING | Yes | 0% | 0 |
| 002239 | AOTECAR NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 002240 | CHENGXIN LITHIUM GROUP | Yes | 0% | 0 |
| 002241 | GOERTEK INC | Yes | 50% | 5M |
| 002242 | JOYOUNG | Yes | 0% | 0 |
| 002243 | SHENZHEN LEAGUER | Yes | 0% | 0 |
| 002244 | HANGZHOU BINJIANG REAL ESTATE GROUP | Yes | 0% | 0 |
| 002245 | JIANGSU AZURE CORPORATION | No | 0% (Cash Upfront) | 0 |
| 002249 | ZHONGSHAN BROAD-OCEAN MOTOR | Yes | 0% | 0 |
| 002250 | LIANHE CHEMICAL TECHNOLOGY | Yes | 0% | 0 |
| 002251 | BETTER LIFE COMMERCIAL CHAIN SHARE | Yes | 0% | 0 |
| 002252 | SHANGHAI RAAS BLOOD PRODUCTS | Yes | 0% | 0 |
| 002254 | YANTAI TAYHO ADVANCED MATERIALS | Yes | 0% | 0 |
| 002258 | LIER CHEMICAL | Yes | 0% | 0 |
| 002261 | TALKWEB INFORMATION SYSTEM | Yes | 0% | 0 |
| 002262 | JIANGSU NHWA PHARMACEUTICAL | Yes | 0% | 0 |
| 002266 | ZHEFU HOLDING GROUP | Yes | 0% | 0 |
| 002268 | WESTONE INFORMATION INDUSTRY | Yes | 0% | 0 |
| 002271 | BEIJING ORIENTAL YUHONG WATERPROOF TECH | Yes | 0% | 0 |
| 002273 | ZHEJIANG CRYSTAL-OPTECH | Yes | 0% | 0 |
| 002274 | JIANGSU HUACHANG CHEMICAL | Yes | 0% | 0 |
| 002276 | ZHEJIANG WANMA | Yes | 0% | 0 |
| 002280 | HANGZHOU LIANLUO INTERACTIVE INFO TECH | No | 0% (Cash Upfront) | 0 |
| 002281 | ACCELINK TECHNOLOGIES | Yes | 0% | 0 |
| 002283 | TIANRUN INDUSTRY TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002285 | SHENZHEN WORLDUNION GROUP | Yes | 0% | 0 |
| 002287 | TIBET CHEEZHENG TIBETAN MEDICINE | Yes | 0% | 0 |
| 002292 | ALPHA GROUP | Yes | 0% | 0 |
| 002293 | LUOLAI LIFESTYLE TECHNOLOGY | Yes | 0% | 0 |
| 002294 | SHENZHEN SALUBRIS PHARMACEUTICALS | Yes | 0% | 0 |
| 002299 | FUJIAN SUNNER DEVELOPMENT | Yes | 60% | 20M |
| 002302 | CHINA WEST CONSTRUCTION | Yes | 50% | 5M |
| 002304 | JIANGSU YANGHE BREWERY JOINT-STOCK | Yes | 60% | 20M |
| 002310 | BEIJING ORIENT LANDSCAPE AND ENV | Yes | 50% | 5M |
| 002311 | GUANGDONG HAID GROUP | Yes | 50% | 5M |
| 002312 | SICHUAN DEVELOPMENT LOMON | No | 0% (Cash Upfront) | 0 |
| 002314 | SHENZHEN NEW NANSHAN HOLDING | No | 0% (Cash Upfront) | 0 |
| 002317 | GUANGDONG ZHONGSHENG PHARMACEUTICAL | Yes | 0% | 0 |
| 002318 | ZHEJIANG JIULI HI-TECH METALS | Yes | 0% | 0 |
| 002320 | HAINAN STRAIT SHIPPING | Yes | 0% | 0 |
| 002324 | SHANGHAI PRET COMPOSITES | No | 0% (Cash Upfront) | 0 |
| 002326 | ZHEJIANG YONGTAI TECHNOLOGY | Yes | 0% | 0 |
| 002332 | ZHEJIANG XIANJU PHARMACEUTICAL | Yes | 0% | 0 |
| 002335 | KEHUA DATA | No | 0% (Cash Upfront) | 0 |
| 002340 | GEM | Yes | 60% | 20M |
| 002349 | JINGHUA PHARMACEUTICAL GROUP | No | 0% (Cash Upfront) | 0 |
| 002351 | EDIFIER TECHNOLOGY | Yes | 0% | 0 |
| 002352 | S.F. HOLDING | Yes | 70% | 30M |
| 002353 | YANTAI JEREH OILFIELD SERVICES GROUP | Yes | 60% | 20M |
| 002367 | CANNY ELEVATOR | Yes | 0% | 0 |
| 002368 | TAIJI COMPUTER | Yes | 0% | 0 |
| 002371 | NAURA TECHNOLOGY GROUP | Yes | 0% | 0 |
| 002372 | ZHEJIANG WEIXING NEW BUILDING MATERIALS | Yes | 0% | 0 |
| 002373 | CHINA TRANSINFO TECHNOLOGY | Yes | 0% | 0 |
| 002375 | ZHEJIANG YASHA DECORATION | Yes | 0% | 0 |
| 002378 | CHONGYI ZHANGYUAN TUNGSTEN | Yes | 0% | 0 |
| 002382 | BLUE SAIL MEDICAL | Yes | 60% | 20M |
| 002384 | SUZHOU DONGSHAN PRECISION MANUFACTURING | Yes | 0% | 0 |
| 002385 | BEIJING DABEINONG TECHNOLOGY GROUP | Yes | 60% | 20M |
| 002386 | YIBIN TIANYUAN GROUP | No | 0% (Cash Upfront) | 0 |
| 002387 | VISIONOX TECHNOLOGY INC. | Yes | 0% | 0 |
| 002389 | AEROSPACE CH UAV | Yes | 0% | 0 |
| 002390 | GUIZHOU XINBANG PHARMACEUTICAL | Yes | 0% | 0 |
| 002396 | FUJIAN STAR-NET COMMUNICATION | Yes | 0% | 0 |
| 002400 | GUANGDONG ADVERTISING GROUP | Yes | 0% | 0 |
| 002402 | SHENZHEN H&T INTELLIGENT CONTROL | Yes | 0% | 0 |
| 002405 | NAVINFO | Yes | 0% | 0 |
| 002407 | DO-FLUORIDE NEW MATERIALS | Yes | 0% | 0 |
| 002408 | ZIBO QIXIANG TENGDA CHEMICAL | Yes | 50% | 5M |
| 002409 | JIANGSU YOKE TECHNOLOGY | Yes | 0% | 0 |
| 002410 | GLODON | Yes | 0% | 0 |
| 002413 | JIANGSU LEIKE DEFENSE TECHNOLOGY | Yes | 0% | 0 |
| 002414 | WUHAN GUIDE INFRARED | Yes | 0% | 0 |
| 002415 | HANGZHOU HIKVISION DIGITAL TECHNOLOGY | Yes | 70% | 30M |
| 002416 | SHENZHEN AISIDI | Yes | 50% | 5M |
| 002419 | RAINBOW DIGITAL COMMERCIAL | Yes | 50% | 5M |
| 002421 | SHENZHEN DAS INTELLITECH | Yes | 0% | 0 |
| 002422 | SICHUAN KELUN PHARMACEUTICAL | Yes | 0% | 0 |
| 002423 | COFCO CAPITAL HOLDINGS | No | 0% (Cash Upfront) | 0 |
| 002424 | GUIZHOU BAILING GROUP PHARMACEUTICAL | Yes | 0% | 0 |
| 002425 | KAISER CHINA CULTURE | Yes | 0% | 0 |
| 002428 | YUNNAN LINCANG XINYUAN GERMANIUM IND | Yes | 0% | 0 |
| 002429 | SHENZHEN MTC | Yes | 50% | 5M |
| 002430 | HANGZHOU OXYGEN PLANT GROUP | Yes | 0% | 0 |
| 002434 | ZHEJIANG WANLIYANG | Yes | 0% | 0 |
| 002436 | SHENZHEN FASTPRINT CIRCUIT TECH | Yes | 0% | 0 |
| 002439 | VENUSTECH GROUP INC | Yes | 0% | 0 |
| 002440 | ZHEJIANG RUNTU | Yes | 50% | 5M |
| 002444 | HANGZHOU GREATSTAR INDUSTRIAL | Yes | 50% | 5M |
| 002456 | OFILM GROUP | Yes | 50% | 5M |
| 002458 | SHANDONG YISHENG LIVESTOCK AND POULTRY | Yes | 0% | 0 |
| 002459 | JA SOLAR TECHNOLOGY | Yes | 0% | 0 |
| 002461 | GUANGZHOU ZHUJIANG BREWERY | Yes | 0% | 0 |
| 002463 | WUS PRINTED CIRCUIT KUNSHAN | Yes | 0% | 0 |
| 002465 | GUANGZHOU HAIGE COMMUNICATIONS GROUP | Yes | 0% | 0 |
| 002467 | NET263 | Yes | 0% | 0 |
| 002468 | STO EXPRESS | Yes | 60% | 20M |
| 002472 | ZHEJIANG SHUANGHUAN DRIVELINE | No | 0% (Cash Upfront) | 0 |
| 002475 | LUXSHARE PRECISION INDUSTRY | Yes | 60% | 20M |
| 002481 | YAN TAI SHUANG TA FOOD | Yes | 0% | 0 |
| 002484 | NANTONG JIANGHAI CAPACITOR | No | 0% (Cash Upfront) | 0 |
| 002487 | DAJIN HEAVY INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 002488 | ZHEJIANG JINGU | Yes | 0% | 0 |
| 002489 | YOTRIO GROUP | Yes | 50% | 5M |
| 002491 | TONGDING INTERCONNECTION INFORMATION | Yes | 0% | 0 |
| 002493 | RONGSHENG PETRO CHEMICAL | Yes | 50% | 5M |
| 002497 | SICHUAN YAHUA INDUSTRIAL GROUP | Yes | 0% | 0 |
| 002498 | QINGDAO HANHE CABLE | Yes | 50% | 5M |
| 002500 | SHANXI SECURITIES | Yes | 50% | 5M |
| 002505 | PENGDU AGRICULTURE & ANIMAL HUSBANDRY | Yes | 0% | 0 |
| 002506 | GCL SYSTEM INTEGRATION TECHNOLOGY | Yes | 0% | 0 |
| 002507 | CHONGQING FULING ZHACAI GROUP | Yes | 0% | 0 |
| 002508 | HANGZHOU ROBAM APPLIANCES | Yes | 0% | 0 |
| 002511 | C&S PAPER | Yes | 0% | 0 |
| 002517 | KINGNET NETWORK | Yes | 0% | 0 |
| 002518 | SHENZHEN KSTAR SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 002530 | JC FINANCE & TAX INTERCONNECT HOLDINGS | No | 0% (Cash Upfront) | 0 |
| 002531 | TITAN WIND ENERGY SUZHOU | Yes | 50% | 5M |
| 002532 | TIANSHAN ALUMINUM GROUP | No | 0% (Cash Upfront) | 0 |
| 002534 | XIZI CLEAN ENERGY EQUIPMENT MFG | No | 0% (Cash Upfront) | 0 |
| 002537 | HYUNION HOLDING | Yes | 0% | 0 |
| 002539 | CHENGDU WINTRUE HOLDING | No | 0% (Cash Upfront) | 0 |
| 002541 | ANHUI HONGLU STEEL CONSTRUCTION(GROUP) | No | 0% (Cash Upfront) | 0 |
| 002544 | CETC POTEVIO SCIENCE&TECHNOLOGY | Yes | 0% | 0 |
| 002545 | QINGDAO EAST STEEL TOWER STOCK | No | 0% (Cash Upfront) | 0 |
| 002549 | HUNAN KAIMEITE GASES | No | 0% (Cash Upfront) | 0 |
| 002555 | 37 INTERACTIVE ENTERTAINMENT NETWORK | Yes | 0% | 0 |
| 002556 | ANHUI HUILONG AGRIC MEANS OF PRODUCTION | Yes | 0% | 0 |
| 002557 | CHACHA FOOD | Yes | 0% | 0 |
| 002558 | GIANT NETWORK GROUP | Yes | 0% | 0 |
| 002563 | ZHEJIANG SEMIR GARMENT | Yes | 60% | 20M |
| 002567 | TANGRENSHEN GROUP | Yes | 0% | 0 |
| 002568 | SHANGHAI BAIRUN INVESTMENT HOLDING | Yes | 0% | 0 |
| 002572 | SUOFEIYA HOME COLLECTION | Yes | 0% | 0 |
| 002573 | BEIJING SPC ENVIRONMENT PROTECTION TECH | Yes | 0% | 0 |
| 002583 | HYTERA COMMUNICATIONS CORPORATION | Yes | 0% | 0 |
| 002585 | JS SHUANGXING COLOR PLASTIC NEW MATLS | No | 0% (Cash Upfront) | 0 |
| 002595 | HIMILE MECHANICAL SCIENCE AND TECH | Yes | 0% | 0 |
| 002597 | ANHUI JINHE INDUSTRIAL | Yes | 0% | 0 |
| 002600 | LINGYI ITECH (GUANGDONG) | Yes | 0% | 0 |
| 002601 | LB GROUP | Yes | 60% | 20M |
| 002602 | ZHEJIANG CENTURY HUATONG GROUP | Yes | 50% | 5M |
| 002603 | SHIJIAZHUANG YILING PHARMACEUTICAL | Yes | 0% | 0 |
| 002605 | SHANGHAI YAOJI TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002607 | OFFCN EDUCATION TECHNOLOGY | Yes | 0% | 0 |
| 002608 | JIANGSU GUOXIN CORP | Yes | 0% | 0 |
| 002609 | SHENZHEN JIESHUN SCIENCE AND TECH IND | No | 0% (Cash Upfront) | 0 |
| 002610 | JIANGSU AKCOME SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 002611 | GUANGDONG DONGFANG PRECISION SCI & TECH | Yes | 50% | 5M |
| 002612 | LANCY | No | 0% (Cash Upfront) | 0 |
| 002614 | XIAMEN COMFORT SCIENCE AND TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002617 | ROSHOW TECHNOLOGY | Yes | 0% | 0 |
| 002624 | PERFECT WORLD | Yes | 50% | 5M |
| 002625 | KUANG-CHI TECHNOLOGIES | Yes | 0% | 0 |
| 002626 | XIAMEN KINGDOMWAY GROUP | Yes | 0% | 0 |
| 002635 | SUZHOU ANJIE TECHNOLOGY | Yes | 0% | 0 |
| 002636 | GOLDENMAX INTERNATIONAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002639 | FUJIAN SNOWMAN | Yes | 0% | 0 |
| 002641 | ERA | No | 0% (Cash Upfront) | 0 |
| 002643 | VALIANT | Yes | 0% | 0 |
| 002645 | JIANGSU HUAHONG TECHNOLOGY STOCK | No | 0% (Cash Upfront) | 0 |
| 002646 | QINGHAI HUZHU TIANYOUDE HIGHLAND BARLEY | Yes | 0% | 0 |
| 002648 | SATELLITE CHEMICAL | Yes | 50% | 5M |
| 002649 | BEYONDSOFT CORPORATION | No | 0% (Cash Upfront) | 0 |
| 002651 | CHENGDU LEEJUN INDUSTRIAL | No | 0% (Cash Upfront) | 0 |
| 002653 | HAISCO PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 002664 | CHANGYING XINZHI TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002665 | SHOUHANG HIGH-TECH ENERGY | Yes | 0% | 0 |
| 002670 | GUOSHENG FINANCIAL HOLDING | Yes | 0% | 0 |
| 002673 | WESTERN SECURITIES | Yes | 50% | 5M |
| 002675 | YANTAI DONGCHENG BIOCHEMICALS | Yes | 0% | 0 |
| 002677 | ZHEJIANG MEIDA INDUSTRIAL | No | 0% (Cash Upfront) | 0 |
| 002683 | GUANGDONG HONGDA HOLDINGS GROUP | Yes | 0% | 0 |
| 002690 | HEFEI MEYER OPTOELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 002695 | JIANGXI HUANGSHANGHUANG GROUP FOOD | Yes | 0% | 0 |
| 002697 | CHENGDU HONGQI CHAIN | Yes | 0% | 0 |
| 002698 | HARBIN BOSHI AUTOMATION | Yes | 0% | 0 |
| 002701 | ORG TECHNOLOGY | Yes | 0% | 0 |
| 002705 | GUANGDONG XINBAO ELECTRICAL APPLIANCES | Yes | 0% | 0 |
| 002706 | SHANGHAI LIANGXIN ELECTRICAL | No | 0% (Cash Upfront) | 0 |
| 002709 | GUANGZHOU TINCI MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 002714 | MUYUAN FOODS | Yes | 60% | 20M |
| 002724 | OCEANS KING LIGHTING SCIENCE & TECH | No | 0% (Cash Upfront) | 0 |
| 002726 | SHANDONG LONGDA MEISHI | Yes | 0% | 0 |
| 002727 | YIXINTANG PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 002733 | SHENZHEN CENTER POWER TECH | Yes | 0% | 0 |
| 002736 | GUOSEN SECURITIES | Yes | 70% | 30M |
| 002737 | SUNFLOWER PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 002738 | SINOMINE RESOURCE GROUP | Yes | 0% | 0 |
| 002739 | WANDA FILM HOLDING | Yes | 0% | 0 |
| 002741 | GUANGDONG GUANGHUA SCI-TECH | No | 0% (Cash Upfront) | 0 |
| 002745 | MLS | Yes | 0% | 0 |
| 002746 | SHANDONG XIANTAN | Yes | 0% | 0 |
| 002747 | ESTUN AUTOMATION | Yes | 0% | 0 |
| 002755 | BEIJING AOSAIKANG PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 002756 | YONGXING SPECIAL MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 002768 | QINGDAO GON TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002773 | CHENGDU KANGHONG PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 002777 | SICHUAN JIUYUAN YINHAI SOFTWARE | No | 0% (Cash Upfront) | 0 |
| 002782 | SHENZHEN CLICK TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002791 | GUANGDONG KINLONG HARDWARE PRODUCTS | Yes | 0% | 0 |
| 002793 | LUOXIN PHARMACEUTICALS GROUP STOCK | No | 0% (Cash Upfront) | 0 |
| 002797 | FIRST CAPITAL SECURITIES | Yes | 0% | 0 |
| 002803 | XIAMEN JIHONG TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002807 | JIANGSU JIANGYIN RURAL COMMERCIAL BANK | No | 0% (Cash Upfront) | 0 |
| 002810 | SHANDONG HEAD GROUP | No | 0% (Cash Upfront) | 0 |
| 002812 | YUNNAN ENERGY NEW MATERIAL | Yes | 0% | 0 |
| 002815 | SUNTAK TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002821 | ASYMCHEM LABORATORIES (TIANJIN) | Yes | 0% | 0 |
| 002831 | SHENZHEN YUTO PACKAGING TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002832 | BIEM.L.FDLKK GARMENT | No | 0% (Cash Upfront) | 0 |
| 002833 | GUANGZHOU KDT MACHINERY | No | 0% (Cash Upfront) | 0 |
| 002837 | SHENZHEN ENVICOOL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002838 | SHANDONG DAWN POLYMER | Yes | 0% | 0 |
| 002839 | JIANGSU ZHANGJIAGANG RURAL COMM BANK | Yes | 50% | 5M |
| 002841 | GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 002847 | YANKERSHOP FOOD | No | 0% (Cash Upfront) | 0 |
| 002850 | SHENZHEN KEDALI INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 002851 | SHENZHEN MEGMEET ELECTRICAL | No | 0% (Cash Upfront) | 0 |
| 002859 | ZHEJIANG JIEMEI ELECTRONIC AND TECH | No | 0% (Cash Upfront) | 0 |
| 002867 | CHOW TAI SENG JEWELLERY | No | 0% (Cash Upfront) | 0 |
| 002876 | SHENZHEN SUNNYPOL OPTOELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 002891 | YANTAI CHINA PET FOODS | No | 0% (Cash Upfront) | 0 |
| 002895 | GUIZHOU CHANHEN CHEMICAL CORPORATION | No | 0% (Cash Upfront) | 0 |
| 002901 | DOUBLE MEDICAL TECHNOLOGY INC. | No | 0% (Cash Upfront) | 0 |
| 002906 | FORYOU CORPORATION | No | 0% (Cash Upfront) | 0 |
| 002911 | FORAN ENERGY GROUP | No | 0% (Cash Upfront) | 0 |
| 002913 | AOSHIKANG TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002916 | SHENNAN CIRCUITS | Yes | 0% | 0 |
| 002918 | MONALISA GROUP | No | 0% (Cash Upfront) | 0 |
| 002920 | HUIZHOU DESAY SV AUTOMOTIVE | Yes | 0% | 0 |
| 002925 | XIAMEN INTRETECH INC | Yes | 0% | 0 |
| 002926 | HUAXI SECURITIES | Yes | 60% | 20M |
| 002928 | CHINA EXPRESS AIRLINES | No | 0% (Cash Upfront) | 0 |
| 002929 | RUNJIAN | No | 0% (Cash Upfront) | 0 |
| 002930 | GUANGDONG GREAT RIVER SMARTER LOGISTICS | No | 0% (Cash Upfront) | 0 |
| 002932 | WUHAN EASY DIAGNOSIS BIOMEDICINE | No | 0% (Cash Upfront) | 0 |
| 002935 | CHENGDU SPACEON ELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 002938 | AVARY HOLDING (SHENZHEN) | Yes | 0% | 0 |
| 002939 | CHINA GREAT WALL SECURITIES | Yes | 60% | 20M |
| 002941 | XINJIANG COMMUNICATIONS CONSTRUCTION GP | No | 0% (Cash Upfront) | 0 |
| 002945 | CHINALIN SECURITIES | Yes | 0% | 0 |
| 002946 | NEW HOPE DAIRY | No | 0% (Cash Upfront) | 0 |
| 002950 | ALLMED MEDICAL PRODUCTS | No | 0% (Cash Upfront) | 0 |
| 002957 | SHENZHEN COLIBRI TECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 002958 | QINGDAO RURAL COMMERCIAL BANK CORP | Yes | 50% | 5M |
| 002959 | BEAR ELECTRIC APPLIANCE | No | 0% (Cash Upfront) | 0 |
| 002960 | JADE BIRD FIRE | No | 0% (Cash Upfront) | 0 |
| 002961 | RUIDA FUTURES | No | 0% (Cash Upfront) | 0 |
| 002966 | BANK OF SUZHOU | No | 0% (Cash Upfront) | 0 |
| 002967 | GUANGZHOU GRG METROLOGY&TEST | No | 0% (Cash Upfront) | 0 |
| 002970 | STREAMAX TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002975 | ZHUHAI BOJAY ELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 002978 | SICHUAN ANNING IRON AND TITANIUM | No | 0% (Cash Upfront) | 0 |
| 002979 | CHINA LEADSHINE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002984 | QINGDAO SENTURY TIRE | No | 0% (Cash Upfront) | 0 |
| 002985 | BEIJING BEI MO GAO KE FRICTION MATERIAL | No | 0% (Cash Upfront) | 0 |
| 002987 | NORTHKING INFORMATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002990 | MAXVISION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 002993 | DONGGUAN AOHAI TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 003006 | CHONGQING BAIYA SANITARY PRODUCTS | No | 0% (Cash Upfront) | 0 |
| 003009 | SHAANXI ZHONGTIAN ROCKET TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 003012 | GUANGDONG DONGPENG HOLDINGS | No | 0% (Cash Upfront) | 0 |
| 003021 | SHENZHEN ZHAOWEI MACHINERY & ELECTRONIC | No | 0% (Cash Upfront) | 0 |
| 003022 | LEVIMA ADVANCED MATERIALS CORPORATION | No | 0% (Cash Upfront) | 0 |
| 003031 | HEBEI SINOPACK ELECTRONIC TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 003032 | JIANGSU CHUANZHIBOKE EDUCATION TECH | No | 0% (Cash Upfront) | 0 |
| 003035 | CHINA SOUTHERN POWER GRID ENERGY | Yes | 0% | 0 |
| 003039 | GUANGDONG SHUNKONG DEVELOPMENT | Yes | 0% | 0 |
| 003040 | CHUTIAN DRAGON | No | 0% (Cash Upfront) | 0 |
| 159736 | FOOD & BEVERAGE ETF | No | 0% (Cash Upfront) | 0 |
| 159755 | GF BATTERY ETF | Yes | 0% | 0 |
| 159790 | CARBON NEUTRALITY | Yes | 0% | 0 |
| 159801 | GF CHIPS ETF | Yes | 0% | 0 |
| 159806 | NEW ENERGY CARS | Yes | 0% | 0 |
| 159819 | AI INTELLIGENCE | Yes | 0% | 0 |
| 159820 | TH 500 ETF | Yes | 50% | 2M |
| 159825 | AGRICULTURE ETF | Yes | 0% | 0 |
| 159837 | BIOTECHNOLOGY | Yes | 0% | 0 |
| 159841 | TH IBB ETF | Yes | 0% | 0 |
| 159901 | EFUND SSE100 ETF | Yes | 50% | 5M |
| 159905 | ETFSHL | Yes | 0% | 0 |
| 159915 | CHINEXT ETF | Yes | 0% | 0 |
| 159919 | CSI300ETF | Yes | 70% | 30M |
| 159922 | CSI500ETF | Yes | 50% | 2M |
| 159925 | CS300ETF | Yes | 50% | 2M |
| 159928 | CSI CONS STAP ETF | Yes | 0% | 0 |
| 159938 | HEALTH CARE ETF | Yes | 0% | 0 |
| 159940 | FINANCIALS | Yes | 0% | 0 |
| 159948 | CHINEXT ETF | Yes | 0% | 0 |
| 159949 | CHINEXT 50 ETF | Yes | 60% | 20M |
| 159952 | CYETF | Yes | 0% | 0 |
| 159959 | CENTRAL-SOES ETF | No | 0% (Cash Upfront) | 0 |
| 159967 | CHINEXT MG ETF | Yes | 0% | 0 |
| 159977 | TH CHINEXT ETF | Yes | 0% | 0 |
| 159992 | BRAND NAME DRUG ETF | Yes | 0% | 0 |
| 159994 | YINHUA 5G ETF | Yes | 0% | 0 |
| 159995 | CHIPS ETF | Yes | 0% | 0 |
| 159996 | HOME APPLIANCES ETF | Yes | 0% | 0 |
| 159998 | TH COMPUTER ETF | Yes | 0% | 0 |
| 300001 | QINGDAO TGOOD ELECTRIC | Yes | 0% | 0 |
| 300002 | BEIJING ULTRAPOWER SOFTWARE | Yes | 0% | 0 |
| 300003 | LEPU MEDICAL TECHNOLOGY BEIJING | Yes | 0% | 0 |
| 300007 | HANWEI ELECTRONICS GROUP | No | 0% (Cash Upfront) | 0 |
| 300008 | BESTWAY MARINE & ENERGY TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300009 | ANHUI ANKE BIOTECHNOLOGY | Yes | 0% | 0 |
| 300012 | CENTRE TESTING INTERNATIONAL GROUP | Yes | 0% | 0 |
| 300014 | EVE ENERGY | Yes | 0% | 0 |
| 300015 | AIER EYE HOSPITAL GROUP | Yes | 0% | 0 |
| 300017 | WANGSU SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 300024 | SIASUN ROBOT AND AUTOMATION | Yes | 0% | 0 |
| 300026 | TIANJIN CHASE SUN PHARMACEUTICAL | Yes | 0% | 0 |
| 300031 | WUXI BOTON TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300033 | HITHINK ROYALFLUSH INFORMATION NETWORK | Yes | 0% | 0 |
| 300034 | BEIJING CISRI-GAONA MATERIALS AND TECH | Yes | 0% | 0 |
| 300035 | HUNAN ZHONGKE ELECTRIC | No | 0% (Cash Upfront) | 0 |
| 300036 | BEIJING SUPERMAP SOFTWARE | Yes | 0% | 0 |
| 300037 | SHENZHEN CAPCHEM TECHNOLOGY | Yes | 0% | 0 |
| 300039 | SHANGHAI KAIBAO PHARMACEUTICAL | Yes | 0% | 0 |
| 300053 | ZHUHAI ORBITA AEROSPACE SCI & TECH | Yes | 0% | 0 |
| 300054 | HUBEI DINGLONG | Yes | 0% | 0 |
| 300055 | BEIJING WATER BUSINESS DOCTOR | Yes | 0% | 0 |
| 300058 | BLUEFOCUS INTELLIGENT COMMUNICATIONS GP | Yes | 0% | 0 |
| 300059 | EAST MONEY INFORMATION | Yes | 0% | 0 |
| 300065 | BEIJING HIGHLANDER DIGITAL TECHNOLOGY | Yes | 0% | 0 |
| 300068 | ZHEJIANG NARADA POWER SOURCE | Yes | 0% | 0 |
| 300070 | BEIJING ORIGINWATER TECHNOLOGY | Yes | 0% | 0 |
| 300072 | BEIJING SANJU ENV PROTECTION | Yes | 0% | 0 |
| 300073 | BEIJING EASPRING MATERIAL TECHNOLOGY | Yes | 0% | 0 |
| 300075 | BEIJING EGOVA | No | 0% (Cash Upfront) | 0 |
| 300079 | SUMAVISION TECHNOLOGIES | Yes | 0% | 0 |
| 300080 | HENAN YICHENG NEW ENERGY | No | 0% (Cash Upfront) | 0 |
| 300082 | LIAO NING OXIRANCHEM, INC | No | 0% (Cash Upfront) | 0 |
| 300083 | GUANGDONG CREATE CENTURY INTEL EQPT GP | No | 0% (Cash Upfront) | 0 |
| 300085 | SHENZHEN INFOGEM TECHNOLOGIES | Yes | 0% | 0 |
| 300087 | WINALL HI-TECH SEED | No | 0% (Cash Upfront) | 0 |
| 300088 | WUHU TOKEN SCIENCES | Yes | 0% | 0 |
| 300091 | JIN TONG LING TECHNOLOGY GROUP | Yes | 0% | 0 |
| 300101 | CHENGDU CORPRO TECHNOLOGY | Yes | 0% | 0 |
| 300109 | NKY MEDICAL | No | 0% (Cash Upfront) | 0 |
| 300113 | HANGZHOU SHUNWANG TECHNOLOGY | Yes | 0% | 0 |
| 300114 | ZHONGHANG ELECTRONIC MEASURING INST | No | 0% (Cash Upfront) | 0 |
| 300115 | SHENZHEN EVERWIN PRECISION TECHNOLOGY | Yes | 0% | 0 |
| 300118 | RISEN ENERGY | Yes | 0% | 0 |
| 300119 | TIANJIN RINGPU BIO-TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300122 | CHONGQING ZHIFEI BIOLOGICAL PRODUCTS | Yes | 0% | 0 |
| 300123 | YAGUANG TECHNOLOGY GROUP | Yes | 0% | 0 |
| 300124 | SHENZHEN INOVANCE TECHNOLOGY | Yes | 0% | 0 |
| 300127 | CHENGDU GALAXY MAGNETS | No | 0% (Cash Upfront) | 0 |
| 300130 | XGD INC. | Yes | 0% | 0 |
| 300131 | SHENZHEN YITOA INTELLIGENT CONTROL | No | 0% (Cash Upfront) | 0 |
| 300133 | ZHEJIANG HUACE FILM AND TV | Yes | 0% | 0 |
| 300134 | ANHUI TATFOOK TECHNOLOGY | Yes | 0% | 0 |
| 300136 | SHENZHEN SUNWAY COMMUNICATION | Yes | 0% | 0 |
| 300138 | CHENGUANG BIOTECH GROUP | No | 0% (Cash Upfront) | 0 |
| 300142 | WALVAX BIOTECHNOLOGY | Yes | 0% | 0 |
| 300143 | INKON LIFE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300144 | SONGCHENG PERFORMANCE DEVELOPMENT | Yes | 0% | 0 |
| 300146 | BY-HEALTH | Yes | 0% | 0 |
| 300149 | CHEMPARTNER PHARMATECH | No | 0% (Cash Upfront) | 0 |
| 300151 | SHENZHEN CHANGHONG TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300158 | SHANXI ZHENDONG PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300166 | BUSINESS-INTELLIGENCE OF ORIENTAL | Yes | 0% | 0 |
| 300168 | WONDERS INFORMATION | Yes | 0% | 0 |
| 300170 | HAND ENTERPRISE SOLUTIONS | Yes | 0% | 0 |
| 300171 | TOFFLON SCIENCE AND TECHNOLOGY GROUP | No | 0% (Cash Upfront) | 0 |
| 300177 | GUANGZHOU HI-TARGET NAVIGATION TECH | Yes | 0% | 0 |
| 300180 | HUAFON MICROFIBRE (SHANGHAI) | Yes | 0% | 0 |
| 300182 | BEIJING JETSEN TECHNOLOGY | Yes | 0% | 0 |
| 300183 | QINGDAO EASTSOFT COMMUNICATION TECH | Yes | 0% | 0 |
| 300184 | WUHAN P&S INFORMATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300185 | TONGYU HEAVY INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 300188 | XIAMEN MEIYA PICO INFORMATION | Yes | 0% | 0 |
| 300191 | SINO GEOPHYSICAL | Yes | 0% | 0 |
| 300203 | FOCUSED PHOTONICS HANGZHOU INC | Yes | 0% | 0 |
| 300205 | WUHAN TIANYU INFORMATION INDUSTRY | Yes | 0% | 0 |
| 300206 | EDAN INSTRUMENTS INC | No | 0% (Cash Upfront) | 0 |
| 300207 | SUNWODA ELECTRONIC | Yes | 0% | 0 |
| 300212 | BEIJING E-HUALU INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 300215 | SUZHOU ELECTRICAL APPARATUS SCI ACADEMY | No | 0% (Cash Upfront) | 0 |
| 300219 | HONGLI ZHIHUI GROUP | No | 0% (Cash Upfront) | 0 |
| 300222 | CSG SMART SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 300223 | INGENIC SEMICONDUCTOR | Yes | 0% | 0 |
| 300224 | YANTAI ZHENGHAI MAGNETIC MATERIAL | No | 0% (Cash Upfront) | 0 |
| 300226 | SHANGHAI GANGLIAN E-COMMERCE HOLDINGS | Yes | 0% | 0 |
| 300229 | TRS INFORMATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300232 | UNILUMIN GROUP | Yes | 0% | 0 |
| 300233 | SHANDONG JINCHENG PHARMACEUTICAL GROUP | No | 0% (Cash Upfront) | 0 |
| 300236 | SHANGHAI SINYANG SEMICONDUCTOR | Yes | 0% | 0 |
| 300244 | DIAN DIAGNOSTICS GROUP | Yes | 0% | 0 |
| 300251 | BEIJING ENLIGHT MEDIA | Yes | 0% | 0 |
| 300253 | WINNING HEALTH TECHNOLOGY GROUP | Yes | 0% | 0 |
| 300255 | HEBEI CHANGSHAN BIOCHEMICAL PHARMA | No | 0% (Cash Upfront) | 0 |
| 300257 | ZHEJIANG KAISHAN COMPRESSOR | Yes | 0% | 0 |
| 300260 | KUNSHAN KINGLAI HYGIENIC MATERIALS | No | 0% (Cash Upfront) | 0 |
| 300263 | LONGHUA TECHNOLOGY GROUP (LUOYANG) | No | 0% (Cash Upfront) | 0 |
| 300266 | XINGYUAN ENVIRONMENT TECHNOLOGY | Yes | 0% | 0 |
| 300267 | HUNAN ER-KANG PHARMACEUTICAL | Yes | 0% | 0 |
| 300271 | BEIJING THUNISOFT CORPORATION | Yes | 0% | 0 |
| 300274 | SUNGROW POWER SUPPLY | Yes | 0% | 0 |
| 300284 | JSTI GROUP | Yes | 0% | 0 |
| 300285 | SHANDONG SINOCERA FUNCTIONAL MATERIAL | Yes | 0% | 0 |
| 300287 | BEIJING PHILISENSE TECHNOLOGY | Yes | 0% | 0 |
| 300294 | CHINA RESOURCES BOYA BIO-PHARM GP | Yes | 0% | 0 |
| 300296 | LEYARD OPTOELECTRONIC | Yes | 0% | 0 |
| 300298 | SINOCARE INC | No | 0% (Cash Upfront) | 0 |
| 300303 | SHENZHEN JUFEI OPTOELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 300308 | ZHONGJI INNOLIGHT | Yes | 0% | 0 |
| 300315 | OURPALM | Yes | 0% | 0 |
| 300316 | ZHEJIANG JINGSHENG MECHANICAL AND ELEC | Yes | 0% | 0 |
| 300318 | BEIJING BOHUI INNOVATION BIOTECH GROUP | No | 0% (Cash Upfront) | 0 |
| 300319 | SHENZHEN MICROGATE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300323 | HC SEMITEK CORPORATION | No | 0% (Cash Upfront) | 0 |
| 300324 | BEIJING WATERTEK INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 300326 | SHANGHAI KINETIC MEDICAL | Yes | 0% | 0 |
| 300327 | SINO WEALTH ELECTRONIC | Yes | 0% | 0 |
| 300332 | TOP RESOURCE CONSERVATION AND ENV | No | 0% (Cash Upfront) | 0 |
| 300339 | JIANGSU HOPERUN SOFTWARE | Yes | 0% | 0 |
| 300346 | JIANGSU NATA OPTO-ELECTRONIC MATERIAL | Yes | 0% | 0 |
| 300348 | SHENZHEN SUNLINE TECH | Yes | 0% | 0 |
| 300352 | BEIJING VRV SOFTWARE CORPORATION | Yes | 0% | 0 |
| 300355 | M-GRASS ECOLOGY AND ENVIRONMENT (GROUP) | Yes | 0% | 0 |
| 300357 | ZHEJIANG WOLWO BIO-PHARMACEUTICAL | Yes | 0% | 0 |
| 300358 | TRUKING TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300363 | PORTON PHARMA SOLUTIONS | Yes | 0% | 0 |
| 300364 | COL DIGITAL PUBLISHING GROUP | No | 0% (Cash Upfront) | 0 |
| 300365 | BEIJING FOREVER TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300366 | TROY INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 300369 | NSFOCUS TECHNOLOGIES GROUP | Yes | 0% | 0 |
| 300373 | YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 300376 | EAST GROUP | No | 0% (Cash Upfront) | 0 |
| 300377 | SHENZHEN YSSTECH INFO-TECH | Yes | 0% | 0 |
| 300379 | BEIJING TONGTECH | Yes | 0% | 0 |
| 300382 | SUZHOU SLAC PRECISION EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 300383 | BEIJING SINNET TECHNOLOGY | Yes | 0% | 0 |
| 300384 | BEIJING SANLIAN HOPE SHIN-GOSEN TECH | No | 0% (Cash Upfront) | 0 |
| 300386 | FEITIAN TECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 300390 | SUZHOU TA&A ULTRA CLEAN TECHNOLOGY | Yes | 0% | 0 |
| 300394 | SUZHOU TFC OPTICAL COMMUNICATION | Yes | 0% | 0 |
| 300395 | HUBEI FEILIHUA QUARTZ GLASS | No | 0% (Cash Upfront) | 0 |
| 300397 | XI'AN TIANHE DEFENSE TECHNOLOGY | Yes | 0% | 0 |
| 300398 | PHICHEM CORPORATION | Yes | 0% | 0 |
| 300401 | ZHEJIANG GARDEN BIO-CHEMICAL HIGH-TECH | Yes | 0% | 0 |
| 300406 | BEIJING STRONG BIOTECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 300408 | CHAOZHOU THREE-CIRCLE GROUP | Yes | 0% | 0 |
| 300409 | GUANGDONG DOWSTONE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300413 | MANGO EXCELLENT MEDIA | Yes | 0% | 0 |
| 300418 | KUNLUN TECH | Yes | 0% | 0 |
| 300423 | SUNFLY INTELLIGENT TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300428 | LIZHONG SITONG LIGHT ALLOYS GROUP | No | 0% (Cash Upfront) | 0 |
| 300432 | MIANYANG FULIN PRECISION | No | 0% (Cash Upfront) | 0 |
| 300433 | LENS TECHNOLOGY | Yes | 0% | 0 |
| 300438 | GUANGZHOU GREAT POWER ENERGY&TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300441 | NINGBO BAOSI ENERGY EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 300443 | JINLEI TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300450 | WUXI LEAD INTELLIGENT EQUIPMENT | Yes | 0% | 0 |
| 300451 | B-SOFT | Yes | 0% | 0 |
| 300454 | SANGFOR TECHNOLOGIES INC | Yes | 0% | 0 |
| 300455 | BEIJING CTROWELL TECHNOLOGY CORPORATION | No | 0% (Cash Upfront) | 0 |
| 300456 | SAI MICROELECTRONICS INC | No | 0% (Cash Upfront) | 0 |
| 300457 | SHENZHEN YINGHE TECHNOLOGY | Yes | 0% | 0 |
| 300458 | ALLWINNER TECHNOLOGY | Yes | 0% | 0 |
| 300459 | ZHEJIANG JINKE TOM CULTURE INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 300463 | MACCURA BIOTECHNOLOGY | Yes | 0% | 0 |
| 300470 | SINOSEAL HOLDING | No | 0% (Cash Upfront) | 0 |
| 300474 | CHANGSHA JINGJIA MICROELECTRONICS | Yes | 0% | 0 |
| 300476 | VICTORY GIANT TECHNOLOGY HUIZHOU | Yes | 0% | 0 |
| 300477 | BEIJING HEZONG SCIENCE&TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300482 | GUANGZHOU WONDFO BIOTECH | Yes | 0% | 0 |
| 300485 | BEIJING SCIENCE SUN PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300487 | SUNRESIN NEW MATERIALS, XI'AN | No | 0% (Cash Upfront) | 0 |
| 300496 | THUNDER SOFTWARE TECHNOLOGY | Yes | 0% | 0 |
| 300497 | JIANGXI FUSHINE PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300498 | WENS FOODSTUFF GROUP | Yes | 0% | 0 |
| 300502 | EOPTOLINK TECHNOLOGY | Yes | 0% | 0 |
| 300525 | FUJIAN BOSS SOFTWARE CORP | No | 0% (Cash Upfront) | 0 |
| 300527 | CHINA HARZONE INDUSTRY CORP | Yes | 0% | 0 |
| 300529 | JAFRON BIOMEDICAL | Yes | 0% | 0 |
| 300531 | UROVO TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300558 | BETTA PHARMACEUTICALS | Yes | 0% | 0 |
| 300567 | WUHAN JINGCE ELECTRONIC GROUP | Yes | 0% | 0 |
| 300568 | SHENZHEN SENIOR TECHNOLOGY MATERIAL | No | 0% (Cash Upfront) | 0 |
| 300569 | QINGDAO TIANNENG HEAVY INDUSTRIES | No | 0% (Cash Upfront) | 0 |
| 300571 | HANGZHOU ANYSOFT INFORMATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300573 | SHENYANG XINGQI PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300576 | SHENZHEN RONGDA PHOTOSENSITIVE & TECH | Yes | 0% | 0 |
| 300579 | BEIJING CERTIFICATE AUTHORITY | No | 0% (Cash Upfront) | 0 |
| 300581 | XI'AN CHENXI AVIATION TECHNOLOGY CORP | No | 0% (Cash Upfront) | 0 |
| 300587 | ZHEJIANG TIANTIE INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 300590 | QUECLINK WIRELESS SOLUTIONS | No | 0% (Cash Upfront) | 0 |
| 300593 | SUPLET POWER | No | 0% (Cash Upfront) | 0 |
| 300595 | OVCTEK CHINA INC | Yes | 0% | 0 |
| 300596 | RIANLON CORPORATION | No | 0% (Cash Upfront) | 0 |
| 300598 | ARCHERMIND TECHNOLOGY (NANJING) | Yes | 0% | 0 |
| 300601 | SHENZHEN KANGTAI BIOLOGICAL PRODUCTS | Yes | 0% | 0 |
| 300602 | SHENZHEN FRD SCIENCE & TECHNOLOGY | Yes | 0% | 0 |
| 300604 | HANGZHOU CHANG CHUAN TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300607 | GUANGDONG TOPSTAR TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300613 | SHANGHAI FULLHAN MICROELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 300616 | GUANGZHOU SHANGPIN HOME COLLECTION | No | 0% (Cash Upfront) | 0 |
| 300617 | JIANGSU ANKURA SMART TRANSMISSION | No | 0% (Cash Upfront) | 0 |
| 300618 | NANJING HANRUI COBALT | Yes | 0% | 0 |
| 300623 | JIANGSU JIEJIE MICROELECTRONICS | Yes | 0% | 0 |
| 300627 | SHANGHAI HUACE NAVIGATION TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300628 | YEALINK NETWORK TECHNOLOGY CORPORATION | Yes | 0% | 0 |
| 300630 | HAINAN POLY PHARM | Yes | 0% | 0 |
| 300633 | SONOSCAPE MEDICAL CORP | No | 0% (Cash Upfront) | 0 |
| 300634 | RICHINFO TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300638 | FIBOCOM WIRELESS INC | Yes | 0% | 0 |
| 300639 | GUANGDONG HYBRIBIO BIOTECH | No | 0% (Cash Upfront) | 0 |
| 300653 | YANTAI ZHENGHAI BIO-TECH | No | 0% (Cash Upfront) | 0 |
| 300655 | CRYSTAL CLEAR ELECTRONIC MATERIAL | No | 0% (Cash Upfront) | 0 |
| 300657 | XIAMEN HONGXIN ELECTRONICS TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300659 | ZHONGFU INFORMATION INC. | No | 0% (Cash Upfront) | 0 |
| 300661 | SG MICRO CORP | Yes | 0% | 0 |
| 300662 | BEIJING CAREER INTERNATIONAL | No | 0% (Cash Upfront) | 0 |
| 300663 | CLIENT SERVICE INTERNATIONAL | Yes | 0% | 0 |
| 300666 | KONFOONG MATERIALS INTERNATIONAL | Yes | 0% | 0 |
| 300671 | FUMAN MICROELECTRONICS GROUP | Yes | 0% | 0 |
| 300672 | HUNAN GOKE MICROELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 300674 | YUSYS TECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 300676 | BGI GENOMICS | Yes | 0% | 0 |
| 300677 | INTCO MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 300679 | ELECTRIC CONNECTOR TECHNOLOGY | Yes | 0% | 0 |
| 300682 | LONGSHINE TECHNOLOGY GROUP | No | 0% (Cash Upfront) | 0 |
| 300685 | AMOY DIAGNOSTICS | No | 0% (Cash Upfront) | 0 |
| 300687 | GUANGZHOU SIE CONSULTING | No | 0% (Cash Upfront) | 0 |
| 300696 | CHENGDU ALD AVIATION MANUFACTURING CORP | No | 0% (Cash Upfront) | 0 |
| 300699 | WEIHAI GUANGWEI COMPOSITES | Yes | 0% | 0 |
| 300702 | ZHEJIANG TIANYU PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300708 | FOCUS LIGHTINGS TECH | No | 0% (Cash Upfront) | 0 |
| 300709 | JIANGSU GIAN TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300712 | FUJIAN YONGFU POWER ENGINEERING | No | 0% (Cash Upfront) | 0 |
| 300715 | JIANGSU CANLON BUILDING MATERIALS | No | 0% (Cash Upfront) | 0 |
| 300722 | JIANGXI XINYU GUOKE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300723 | YIPINHONG PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300724 | SHENZHEN S.C NEW ENERGY TECHNOLOGY CORP | No | 0% (Cash Upfront) | 0 |
| 300725 | PHARMABLOCK SCIENCES (NANJING), INC. | Yes | 0% | 0 |
| 300726 | ZHUZHOU HONGDA ELECTRONICS CORP | Yes | 0% | 0 |
| 300735 | DBG TECHNOLOGY | Yes | 0% | 0 |
| 300737 | KESHUN WATERPROOF TECHNOLGIES | No | 0% (Cash Upfront) | 0 |
| 300738 | GUANGDONG AOFEI DATA TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300740 | SYOUNG GROUP | No | 0% (Cash Upfront) | 0 |
| 300741 | HUABAO FLAVOURS & FRAGRANCES | No | 0% (Cash Upfront) | 0 |
| 300747 | WUHAN RAYCUS FIBER LASER TECHNOLOGIES | Yes | 0% | 0 |
| 300748 | JL MAG RARE-EARTH | Yes | 0% | 0 |
| 300750 | CONTEMPORARY AMPEREX TECHNOLOGY | Yes | 0% | 0 |
| 300751 | SUZHOU MAXWELL TECHNOLOGIES | Yes | 0% | 0 |
| 300755 | VATS LIQUOR CHAIN STORE MANAGEMENT | No | 0% (Cash Upfront) | 0 |
| 300760 | SHENZHEN MINDRAY BIO-MEDICAL ELECTRONIC | Yes | 0% | 0 |
| 300761 | JIANGSU LIHUA ANIMAL HUSBANDRY | Yes | 0% | 0 |
| 300762 | JUSHRI TECHNOLOGIES INC | Yes | 0% | 0 |
| 300763 | GINLONG TECHNOLOGIES | Yes | 0% | 0 |
| 300765 | CSPC INNOVATION PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 300766 | MERIT INTERACTIVE | No | 0% (Cash Upfront) | 0 |
| 300767 | QUAKESAFE TECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 300768 | HANGZHOU DPTECH TECHNOLOGIES | Yes | 0% | 0 |
| 300769 | SHENZHEN DYNANONIC | Yes | 0% | 0 |
| 300770 | GUANGDONG SOUTH NEW MEDIA | Yes | 0% | 0 |
| 300772 | ZHEJIANG WINDEY | No | 0% (Cash Upfront) | 0 |
| 300773 | LAKALA PAYMENT | Yes | 0% | 0 |
| 300775 | XI'AN TRIANGLE DEFENSE | No | 0% (Cash Upfront) | 0 |
| 300776 | WUHAN DR LASER TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300777 | SINOFIBERS TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300782 | MAXSCEND MICROELECTRONICS | Yes | 0% | 0 |
| 300783 | THREE SQUIRRELS | No | 0% (Cash Upfront) | 0 |
| 300791 | SIRIO PHARMA | No | 0% (Cash Upfront) | 0 |
| 300792 | HANGZHOU ONECHANCE TECH | No | 0% (Cash Upfront) | 0 |
| 300799 | BEIJING ZUOJIANG TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300803 | BEIJING COMPASS TECHNOLOGY DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 300806 | JIANGSU SIDIKE NEW MATERIALS SCI & TECH | No | 0% (Cash Upfront) | 0 |
| 300811 | POCO HOLDING | No | 0% (Cash Upfront) | 0 |
| 300815 | EIT ENVIRONMENTAL DEVELOPMENT GROUP | No | 0% (Cash Upfront) | 0 |
| 300821 | SHANDONG DONGYUE ORGANOSILICON MATERIAL | No | 0% (Cash Upfront) | 0 |
| 300825 | IAT AUTOMOBILE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300827 | SINENG ELECTRIC | No | 0% (Cash Upfront) | 0 |
| 300829 | HENAN JINDAN LACTIC ACID TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 300832 | SHENZHEN NEW INDUSTRIES BIOMEDICAL ENG | No | 0% (Cash Upfront) | 0 |
| 300841 | CHENGDU KANGHUA BIOLOGICAL PRODUCTS | No | 0% (Cash Upfront) | 0 |
| 300846 | CAPITALONLINE DATA SERVICE | No | 0% (Cash Upfront) | 0 |
| 300850 | LUOYANG XINQIANGLIAN SLEWING BEARING | No | 0% (Cash Upfront) | 0 |
| 300855 | JIANGSU TOLAND ALLOY | No | 0% (Cash Upfront) | 0 |
| 300860 | BEIJING FENGSHANGSHIJI CULTURE MEDIA | Yes | 0% | 0 |
| 300861 | YANGLING METRON NEW MATERIAL | Yes | 0% | 0 |
| 300866 | ANKER INNOVATIONS TECHNOLOGY | Yes | 0% | 0 |
| 300867 | SHENGYUAN ENVIRONMENTAL PROTECTION | Yes | 0% | 0 |
| 300869 | CONTEC MEDICAL SYSTEMS | Yes | 0% | 0 |
| 300872 | TANSUN TECHNOLOGY | Yes | 0% | 0 |
| 300887 | PONY TESTING INTERNATIONAL GROUP | Yes | 0% | 0 |
| 300888 | WINNER MEDICAL | Yes | 0% | 0 |
| 300891 | GUANGDONG HUIYUN TITANIUM INDUSTRY | Yes | 0% | 0 |
| 300894 | MARSSENGER KITCHENWARE | Yes | 0% | 0 |
| 300896 | IMEIK TECHNOLOGY DEVELOPMENT | Yes | 0% | 0 |
| 300900 | GUANGLIAN AVIATION INDUSTRY | Yes | 0% | 0 |
| 300910 | XINXIANG RICHFUL LUBE ADDITIVE | Yes | 0% | 0 |
| 300919 | CNGR ADVANCED MATERIAL | Yes | 0% | 0 |
| 300942 | SHENZHEN BIOEASY BIOTECHNOLOGY | Yes | 0% | 0 |
| 300953 | NINGBO ZHENYU TECHNOLOGY | Yes | 0% | 0 |
| 300957 | YUNNAN BOTANEE BIO-TECHNOLOGY GROUP | Yes | 0% | 0 |
| 300973 | LIGAO FOODS | Yes | 0% | 0 |
| 300979 | HUALI INDUSTRIAL GROUP | Yes | 0% | 0 |
| 300981 | ZHONGHONG PULIN MEDICAL PRODUCTS | Yes | 0% | 0 |
| 300982 | SUWEN ELECTRIC ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 300999 | YIHAI KERRY ARAWANA HOLDINGS | Yes | 0% | 0 |
| 301015 | QINGDAO BAHEAL MEDICAL INC. | Yes | 0% | 0 |
| 301017 | SHUYU CIVILIAN PHARMACY CORP | Yes | 0% | 0 |
| 301029 | DONGGUAN YIHEDA AUTOMATION | Yes | 0% | 0 |
| 301031 | XI'AN SINOFUSE ELECTRIC | Yes | 0% | 0 |
| 301035 | SHANDONG WEIFANG RAINBOW CHEMICAL | Yes | 0% | 0 |
| 301047 | SINO BIOLOGICAL INC. | Yes | 0% | 0 |
| 301050 | CHENGDU RML TECHNOLOGY | Yes | 0% | 0 |
| 301051 | SHENZHEN XINHAO PHOTOELECTRICITY TECH | Yes | 0% | 0 |
| 301060 | SHANGHAI LABWAY CLINICAL LABORATORY | Yes | 0% | 0 |
| 301069 | SHANDONG KAISHENG NEW MATERIALS | Yes | 0% | 0 |
| 301078 | KIDSWANT CHILDREN PRODUCTS | Yes | 0% | 0 |
| 301080 | ACROBIOSYSTEMS | Yes | 0% | 0 |
| 301087 | COFOE MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 301090 | CHINA RESOURCES CHEMICAL INNOV MATL | Yes | 0% | 0 |
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