Careers

SALES ASSISTANT

 

  • Form 7/ DSE or above
  • Passed HKSI licensing examination for Securities & Futures Intermediaries
  • At least 1 year’s experience in dealing or other relevant experience
  • FLUENT in Mandarin and good command of spoken English & Cantonese
  • Well-versed in computer applications e.g. Word & Excel
  • Strong interpersonal and communication skills
 

SETTLEMENT OFFICER/ASSISTANT SETTLEMENT OFFICER

 

  • Degree holder in Finance or Economics or business related disciplines
  • At least 1 to 2 years experience in handling settlement of local/overseas equities, structured products, or corporate action
  • Knowledge in CCASS operations or Euroclear preferred
  • Good command of spoken and written English, Chinese
  • Well-versed in computer applications, e.g. Word, Excel
  • Good communication and interpersonal skills
 

OPERATIONS SUPPORT OFFICER – CLIENT SERVICES

Responsibilities :

  • Responsible for data management and system migration
  • Participate in data checking
  • Handle enquiries from Sales and Clients
  • Participate in ad-hoc projects and other duties as required

Requirements :

  • University graduate in Finance or related subjects
  • Good command of spoken and written English, Cantonese and Mandarin
  • Proficiency in MS Word, Excel (including macro) and Chinese word processing
  • Self-motivated, having strong interpersonal and communication skills
 

SALES DIRECTOR/ASSOCIATE DIRECTOR (Corporate Clients)

Responsibilities:

  • Develop and maintain long term business relationships with corporate clients in Hong Kong, China and Taiwan
  • Generate sales leads with corporate clients
  • Provide professional advice to clients on various investment opportunities
  • Develop new prospects of corporate clients and expand market share
  • Work with internal departments to implement selling procedures and policies
  • Ensure all transactions undertaken with clients complying with relevant rules and regulations imposed by the regulators

Requirements:

  • Holder of SFC license, Type 1 & 2 preferred
  • Bachelor Degree in Finance or related discipline
  • 3-5 years’ related work experience in banks or financial institutions
  • Candidates with existing clients' relationships is definite an advantage
  • Strong sales technique and self-motivated
  • Excellent command of written and spoken English, Chinese and Mandarin
 

GENERAL MANAGER (OPERATIONS)

Duties & Responsibilities :

  • Reporting to the Senior Management
  • Manage back office operations functions including Finance and Accounting, Settlement, IT, HR, Client Service and office administration
  • Leading various department heads to ensure effective support to the sales and marketing team
  • Ensuring compliance with regulatory requirements and company policies

You are also expected to manage and take charge of special projects which the Company may undertake from time to time.

Requirements:

  • Not less than 5 years experience at managerial level (with exposure to the various back office support functions) in the stockbroking industry
  • Audit managers working in public accounting firms with in-depth experience in stockbroking audits will also be considered
  • Degree / professional qualifications in Finance / Accountancy or related disciplines
  • Ability to provide leadership
  • Fluency in spoken & written English, Chinese and Mandarin

(Candidates with less experience will be considered as Assistant General Manager)

 

TECHNICAL ANALYST (Equities)

We have an exciting opportunity for an experienced Technical Analyst to join our Retail Research Team. Applicants should possess a deep body of knowledge of Technical Analysis and experience in the market. The successful candidate will also be a highly motivated self-starter, comfortable in a demanding environment.

Major Responsibilities and Objectives:

  • Contribute to daily and monthly technical strategy
  • Conduct regular technical analysis classes for clients
  • Assist in preparation of presentation materials

The successful candidate will have:

  • Minimum 2:1, GPA 3.2/4.0 (or equivalent) Bachelor Degree in Accounting/Finance or other relevant discipline
  • 2 – 3 years market experience
  • Extensive knowledge and experience in Technical Analysis
  • Excellent communication and writing skills
  • Familiar with MS Office, including Excel VBA and Powerpoint
  • Fluency in English and Mandarin
 

IT SYSTEM ANALYST

Responsibilities:

  • Provide application support for back office systems, including Settlement and Clearing areas
  • Work directly with users to build trusted relationship and provide timely technical and functional support.
  • Work with vendors on support issues and improvements; proactively find ways to improve the long-term stability of the platforms.
  • Take ownership of production issues and provide incident management.
  • Transform end-user needs & business requirements into functional requirement specifications.
  • Manage system tests and user acceptance tests.

Requirements :

  • Degree or Diploma in Computer Science or a relevant discipline.
  • At least 3 years of development or production support experience in finance industry, preferably with stock brokerage firms.
  • Experience in programming, including .NET, C#, SQL, CSS, jQuery, HTML, JavaScript, JSP/Servlet
  • Experience in Microsoft Infrastructure and System Administration. Good database SQL knowledge.
  • Strong analytical and problem solving skills
  • Good documentation and presentation skills.
  • Energetic, self-motivated, result-oriented team player with strong interpersonal and communication skills.
  • Programming skills and experience with back-office systems preferable.
 

SALES ASSISTANT – Private Wealth Management

  • SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
  • Good command of both spoken and written English and Chinese including Mandarin
  • Well-versed in computer applications e.g. Word & Excel
  • Strong interpersonal and communication skills
 

ASSISTANT CREDIT MANAGER

The successful candidate will join the team in managing risk and credit control.

  • University graduate in Business, Finance & Accounting
  • Minimum 5 years’ relevant in credit/risk management or audit experience from brokerage firms or related organizations. Experience in credit control will be an advantage
  • Familiar with Hong Kong securities and futures markets (knowledge in regional market and OTC products will be an added advantage)
  • Excellent command of written and spoken English and Chinese
  •  

(Candidates with less experience will be considered as Senior Credit Officer)

 

CREDIT OFFICER/ CREDIT ASSISTANT

The successful candidate will join the team in managing risk and credit control.

  • University graduate in Business, Finance and Accounting
  • Minimum 2 years’ (1 year for Credit Assistant) relevant in credit/risk management or audit experience from brokerage firms or related organizations. Experience in credit control will be an advantage
  • Familiar with Hong Kong securities and futures markets (knowledge in regional market and OTC products will be an added advantage)
  • Good command of written and spoken English and Chinese
  • Strong interpersonal and communication skills
  • Fresh graduates will also be considered
  •  

(Candidates with less experience will be considered as Credit Assistant)

 

SENIOR ASSOCIATES – INSTITUTIONAL SALES

Job Nature & Description:

  • The job provides a rare opportunity for existing front-line sales person in financial institution to develop or gain a new skill-set in servicing institutional clients in the region
  • New joiners will be spending majority of their time with Institutional Sales Department while given the opportunity to develop their analytical and stock picking knowledge at the in-house Research Department
  • To provide investment advice on equities in HK & China Equities
  • To be part of the group institutional sales team, currently with members based in Singapore, Hong Kong, Shanghai, UK & US
  • A systematic “Sales Buddy” on-job real time training aimed at building one’s capability and maturity in servicing existing institutional clients in the region with the target of further developing new Institutional clients base

Requirements:

  • University graduate in business, finance or related discipline
  • At least 2 years of direct experience in front-line operations in financial institutions or investment field
  • Experience in stockbroking audit will be an added advantage.
  • Proficiency in English, Cantonese and Mandarin
  • Good self discipline, strong drive for success and pleasant personality
 

FINANCIAL MARKETING EXECUTIVE

Responsibilities :

  • Originate, develop and maintain good quality of service and relationship with clients.
  • Conduct review & assessment for clients’ portfolio.
  • Plan and organize sales activities to develop new businesses

Requirements :

  • Obtain university degree in business, finance, economic or related disciplines.
  • Acquire minimum 2 years’ direct experience in client relationship management or marketing in banking / financial services industry.
  • Possess good knowledge in financial products such as structured products, bond, equity and index/commodities futures etc.
  • Have an existing clientele base
 

ACCOUNT EXECUTIVE

Requirements

  • SFC license holder
  • Significant experience in selling investment products with financial institutions
  • Good customer service and communication skills
  • Able to work independently under pressure and tight timelines

We offer

  • Attractive commission sharing
  • Well equipped trade support
  • Continuous professional training
 

We offer competitive package and career prospect to the right candidate. Interested parties are invited to submit a detailed resume with expected salary to Head of Human Resources by mail:

Head of Human Resources

UOB Kay Hian (Hong Kong) Limited
15/F China Building
29 Queen's Road Central
Hong Kong
Email: recruit@uobkayhian.com.hk
Facsimile: (852) 3475 0766
(All personal data collected will be used for recruitment purpose only)
 
Need Help?
  • Hotline:
  • +852 2136 1818
  • Night Futures/
    US Trading 24-hour Service Hotline:
  • +852 2826 4888
  • Email :
  • clientservices@uobkayhian.com.hk
  • Operating hours:
  • 9:00am-6:00pm Mon-Fri,closed on
  • Sat,Sun,and HK Public Holidays